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A Portfolio of Partnerships focused on Transformation and Growth

Our Portfolio

We partner with Founders & CEOs to build next generation middle market leaders

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Status
Type
Active
Financial Services
Risk & Regulatory Consulting (RRC) is a leading provider of regulatory examination and consulting services to state insurance departments across the U.S.
Risk & Regulatory Consulting
Active
Financial Services
Company Overview
Founded in 2012 with roots dating back more than 30 years, Risk & Regulatory Consulting (RRC) provides financial, market conduct, actuarial, and IT examination services to state insurance departments across more than 25 states. RRC's team of 100+ professionals supports regulators with the specialized expertise needed to examine complex, multi-state insurers, and the Company played a role in developing the NAIC's Risk-Focused Examination approach used industry-wide today.
Impact Initiatives
Company details
Company Website
Company Headquarters
Farmington, CT
Sub-Sector
Insurance Regulatory Consulting
Sector
Financial Services
Investment Year
2026
Investment STatus
Active
Active
Business & Essential Services
Ascend Safety Collective is a network of local elevator maintenance and repair services for commercial and industrial clients.
Ascend Safety Collective
Active
Business & Essential Services
Company Overview
Ascend Safety Collective is a network of local elevator maintenance and repair services for commercial and industrial clients. The Company supports local elevator maintenance businesses to provide safety-first services and best-in-class technical support for enterprises across the U.S.
Impact Initiatives

Broad Based Employee Equity Ownership; Certification & Apprenticeship Program

Company details
Company Headquarters
Sunbelt States
Sub-Sector
Elevator Maintenance and Repair
Sector
Business & Essential Services
Investment Year
2026
Investment STatus
Active
Active
Tech-Enabled Services
Financial Services
Saratoga Compliance Solutions is a leading provider of compliance software and services to the insurance industry, serving carriers, agents and service providers.
Saratoga Compliance Solutions
Active
Tech-Enabled Services
Financial Services
Company Overview
Saratoga Compliance Solutions is a leading provider of compliance software and services to the insurance industry. Saratoga delivers an integrated suite of entity management, license management, surplus lines filings and infraction management solutions to carriers, agents and service providers.
Impact Initiatives

Broad Based Employee Equity Ownership;

STEM Internship & Apprenticeship Program

Company details
Company Headquarters
Saratoga Springs, NY
Sub-Sector
Insurance Compliance Software
Sector
Tech-Enabled Services
Investment Year
2025
Investment STatus
Active
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where we focus our efforts
We focus on established technology and tech-enabled services providers with vertically oriented, mission critical solutions that leverage proprietary data or that interface with essential analog systems.
  • Vertical Market Application Software & Integrated Payments
  • Vertically Focused Subscription Data & Information Services
  • Technology Enabled Business Services
  • Safety, Compliance, Regulatory & Risk Management Solutions
  • Internet Enabled Marketplaces & Distribution Platforms
We focus on areas of secularly growing and persistent need in our economy, served by businesses with recurring or re-occurring revenue streams, asset-light compositions and who leverage human capital and/or intellectual property as a means to deliver exceptional services.
  • Route Based Services
  • Essential & Infrastructure Services
  • Human Resources Outsourcing & Solutions
  • IT Managed Service Providers
  • Commercial & Facility Services
  • Information & Analytics Solutions
  • Group Purchasing Organizations (“GPO”)
  • Maintenance, Repair & Operations (“MRO”)
  • Testing, Inspection, Certification & Compliance (“TICC”)
  • Value Added Distribution
We focus on financial services providers serving narrowly defined niches or segments of our economy. We also partner with software and services providers who serve financial institutions.
  • Insurance Services
  • Wealth Management Services
  • Fund Administration Services
  • CPAs, Actuarial Services & Outsourced CFO Solutions
  • Financial Compliance
  • Outsourced Solutions for Financial Institutions
  • Capital Markets Technologies & Services
  • Payments Technology & Services
  • Benefits Administration Technology & Services